SECTION 9 – FINANCIAL STATEMENTS AND EXHIBITS
Item 9.01 Financial Statements and Exhibits
Under Item 9.01 are listed the financial statements, pro forma financial information and exhibits, if any, filed as a part of the report on Form 8-K.
SECTION 8 – OTHER EVENTS ITEM 8.01 OTHER EVENTS.
8.01 OTHER EVENTS
Under this Item 8.01 the company may at its option, disclose any events, which are not included in this form and are of high importance to security holders and the public.
Section 7 – Regulation FD
Item 7.01 Regulation FD Disclosure
On 2000, the SEC adopted the Fair Disclosure Regulation (Regulation FD). When an issuer reveals material nonpublic information to certain individuals or entities, like securities market professionals, stock analysts, or holders of the issuer’s securities who may benefit on trade of stocks on the basis of the information – the issuer [...]
SECTION 6 -ASSET-BACKED SECURITIES
The information and requirements in Section 6 apply only to asset-backed securities and are multiplied in the below presented five Items:
Item 6.01 ABS Informational and Computational Material.
Item 6.02 Change of Servicer or Trustee.
Item 6.03 Change in Credit Enhancement or Other External Support.
Item 6.04 Failure to Make a Required Distribution.
Item 6.05 Securities Act Updating Disclosure.
Item 5.06 -Change in Shell Company Status
Under this item 8k filing is done if a company that was a shell company, other than a business combination related shell company has completed a transaction that has the effect of causing it to cease being a shell company.
Item 5.05 Amendments to the company’s Code of Ethics, or Waiver of a Provision of the Code of Ethics
The company is not obliged to provide any information pursuant to this Item 5.05 in cases when it publishes the required information on its Internet website and the company has disclosed in its most recently filed annual report. If the company discloses the information required by this Item 5.05 through its website, such information must [...]
Item 5.04 Temporary Suspension of Trading Under Company’s Employee Benefit Plans
Under this Item 8k filing is done upon received by the company notice required by section 101(i)(2)(E) of the Employment Retirement Income Security Act of 1974 or if company transmits a timely notice to an affected officer or director.
Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Under this item 8k filing is done:
If a company with a class of equity securities registered under Section 12 of the Exchange Act amends its articles of incorporation
If the company determines to change the fiscal year from that used in its most recent filing with the Commission
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
Under this item 8k filing is done:
If a director has resigned or refuses to stand for re-election to the board of directors since the date of the last annual meeting of shareholders because of a disagreement with the company, known to an executive officer of the company on any matter relating to the operations, policies [...]
Item 5.01 Changes in Control of the Company
Under this item 8k filing is done if a change in control of the company has occurred to the knowledge of the company’s management bodies.
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